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IAPP Certified Artificial Intelligence Governance Professional Sample Questions (Q69-Q74):
NEW QUESTION # 69
CASE STUDY
Please use the following answer the next question:
XYZ Corp., a premier payroll services company that employs thousands of people globally, is embarking on a new hiring campaign and wants to implement policies and procedures to identify and retain the best talent. The new talent will help the company's product team expand its payroll offerings to companies in the healthcare and transportation sectors, including in Asia.
It has become time consuming and expensive for HR to review all resumes, and they are concerned that human reviewers might be susceptible to bias.
Address these concerns, the company is considering using a third-party Al tool to screen resumes and assist with hiring. They have been talking to several vendors about possibly obtaining a third-party Al-enabled hiring solution, as long as it would achieve its goals and comply with all applicable laws.
The organization has a large procurement team that is responsible for the contracting of technology solutions.
One of the procurement team's goals is to reduce costs, and it often prefers lower-cost solutions. Others within the company are responsible for integrating and deploying technology solutions into the organization's operations in a responsible, cost-effective manner.
The organization is aware of the risks presented by Al hiring tools and wants to mitigate them. It also questions how best to organize and train its existing personnel to use the Al hiring tool responsibly. Their concerns are heightened by the fact that relevant laws vary across jurisdictions and continue to change.
The frameworks that would be most appropriate for XYZ's governance needs would be the NIST Al Risk Management Framework and?
- A. NIST Information Security Risk (NIST SP 800-39).
- B. NIST Cyber Security Risk Management Framework (CSF 2.0).
- C. IEEE Ethical System Design Risk Management Framework (IEEE 7000-21).
- D. Human Rights, Democracy, and Rule of Law Impact Assessment (HUDERIA).
Answer: C
Explanation:
The IEEE Ethical System Design Risk Management Framework (IEEE 7000-21) would be most appropriate for XYZ Corp's governance needs in addition to the NIST AI Risk Management Framework. The IEEE framework specifically addresses ethical concerns during system design, which is crucial for ensuring the responsible use of AI in hiring. It complements the NIST framework by focusing on ethical risk management, aligning well with XYZ Corp's goals of deploying AI responsibly and mitigating associated risks.
NEW QUESTION # 70
What is the most significant risk of deploying an AI model that can create realistic images and videos?
- A. Output cannot be protected.
- B. Security breaches.
- C. Downstream harms.
- D. Copyright infringement.
Answer: C
Explanation:
The greatest risk from AI systems generatingrealistic synthetic mediaisdownstream harm, such as deepfakes, misinformation, reputational damage, and erosion of trust.
From theAI Governance in Practice Report 2024:
"With generative AI, downstream harms such as deception, reputational damage, misinformation, and manipulation can emerge even if original use was lawful." (p. 55-56)
NEW QUESTION # 71
Business A sells software that provides users with writing and grammar assistance. Business B is a cloud services provider that trains its own AI models.
* Business A has decided to add generative AI features to their software.
* Rather than create their own generative AI model, Business A has chosen to license a model from Business B:
* Business A will then integrate the model into their writing assistance software to provide generative AI capabilities.
* Business A is most concerned that its writing assistance software could recommend toxic or obscene text to its users.
Which of the following governance processes should Business A take to best protect its users against potentially inappropriate text?
- A. Business A should ask Business B for detailed documentation on the generative AI model's training data and whether it contained toxic or obscene sources.
- B. Business A should fine-tune the AI model on user-generated text that has been verified to be appropriate.
- C. Business A should establish a user reporting feature that allows users to flag toxic or obscene text, and report any incidents to Business B.
- D. Business A should test that the AI model performs as expected and meets their minimum requirements for filtering toxic or obscene text.
Answer: D
Explanation:
Business A is integrating a generative AI model licensed from a third party (Business B) and is primarily concerned with the risk of toxic or obscene outputs being delivered to users. In this scenario,testing and validationof the AI model for such content risks is the most direct and effective governance strategy.
According to theAI Governance in Practice Report 2024, organizations thatdeployAI must engage in performance monitoring protocolsand ensure systems perform adequately for theirintended purposes, including filtering harmful content:
"Operational governance... development of: #Performance monitoring protocols to ensure systems perform adequately for their intended purposes." (p. 12)
"Product governance... includes: #System impact assessments to identify and address risk prior to product development or deployment." (p. 11) Furthermore, under theEU AI Act, which sets the global standard many organizations aim to align with, there is a clear obligation to test and monitor systems for potential harmful behavior:
"The act imposes regulatory obligations... such as establishing appropriate accountability structures,assessing system impact, providing technical documentation,establishing risk management protocols and monitoring performance..." (p. 7) Option B directly reflects this best practice ofpre-deployment testing and validationto ensure that the model aligns with Business A's minimum content safety requirements.
Let's now evaluate the incorrect options:
* A. Fine-tuning on verified user-generated textmay improve model alignment but does not guarantee that the model will generalize correctly, especially if Business A lacks access to model internals (common in third-party licensing scenarios). Fine-tuning also introduces its own risks and may be contractually restricted.
* C. A user reporting featureisreactive, not preventive. While helpful for long-term monitoring and mitigation, it does not prevent the initial harm of toxic outputs, which isBusiness A's primary concern.
* D. Requesting documentation from Business Bis useful for transparency and risk management, but it does not replaceindependent verificationthat the model meets Business A's content safety standards.
Thus,testing the model's behavior for unacceptable outputs before deploymentis the most aligned approach with AI governance best practices and obligations.
NEW QUESTION # 72
Which of the following most encourages accountability over Al systems?
- A. Performing due diligence on third-party Al training and testing data.
- B. Determining the business objective and success criteria for the Al project.
- C. Understanding Al legal and regulatory requirements.
- D. Defining the roles and responsibilities of Al stakeholders.
Answer: D
Explanation:
Defining the roles and responsibilities of AI stakeholders is crucial for encouraging accountability over AI systems. Clear delineation of who is responsible for different aspects of the AI lifecycle ensures that there is a person or team accountable for monitoring, maintaining, and addressing issues that arise. This accountability framework helps in ensuring that ethical standards and regulatory requirements are met, and it facilitates transparency and traceability in AI operations. By assigning specific roles, organizations can better manage and mitigate risks associated with AI deployment and use.
NEW QUESTION # 73
Which of the following is an example of a high-risk application under the EU Al Act?
- A. A government-run social scoring tool.
- B. A resume scanning tool that ranks applicants.
- C. An Al-enabled inventory management tool.
- D. A customer service chatbot tool.
Answer: A
Explanation:
The EU AI Act categorizes certain applications of AI as high-risk due to their potential impact on fundamental rights and safety. High-risk applications include those used in critical areas such as employment, education, and essential public services. A government-run social scoring tool, which assesses individuals based on their social behavior or perceived trustworthiness, falls under this category because of its profound implications for privacy, fairness, and individual rights. This contrasts with other AI applications like resume scanning tools or customer service chatbots, which are generally not classified as high-risk under the EU AI Act.
NEW QUESTION # 74
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